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What Is
Community?
The Characteristics Required for Community
Carol Anne Ogdin
Founder, Deep Woods Technology, Inc.
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Abstract: Forming
community is a complex process that has been going on since the first
humans walked the Earth. Until
modern times, however, community formation has seldom been done with
conscious intent or plan. Yet, successful communities have discrete
characteristics that anthropologists have documented. It's
self-evident that cultures and communities that survive long enough to be
studied have characteristics more desirable than those that failed to
survive and were therefore not available for study.
If
we carefully define what we mean by community, if we distinguish between
successful and unsuccessful examples, and if we understand the
characteristics of successful communities, we can be better equipped to
understand the dynamics of community. That means, in turn, that we're then
better equipped to understand how for form successful communities.
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Knowing
what
makes community
a success
gives us ways
to shape the
communities in
which we live. |

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Communities
& Mobs
What
distinguishes a community from a mob, an ad hoc gathering of people, a
team, a business organization, a party (celebratory or political), a
nation? We can label any of these "community," but are
they really community? Unless we distinguish between what's
community and what's not community, how can we even know what we're
talking about?
It's
our contention that while all interacting groups of human beings are
capable of becoming a community, only some do. And of those who
attempt to intentionally forge community, only some are successful.
So, what's the hallmark of community; what characteristics of successful
community can we identify that separates the wheat from chaff? We
believe there are five:
·
Boundary and exclusivity; some definition of who's a member and
who's not,
·
Purpose; some reason for the community to exist, beyond just
'having community,'
·
Rules; some limits on community member behavior, with a threat
of ejection for misbehavior,
·
Commitment to other's welfare; some essential caring by each member
for others in the same community, or at least some responsibility of
individual members toward the community, and
·
Self-determination; the freedom to decide for themselves how they'll
operate and whom they'll admit to membership.
Each
of these is necessary, our view, to constitute community; any less and the
group is something else.
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There
are five key
criteria that
identify a group
as community. |
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Boundary
Membership
must confer certain benefits, else there's no reason to join. But,
membership in a group, in and of itself, does not make that group a
community. You can join a club, or a cooperative, or a professional
association. A community is bounded; there are people who are
"in" and people who are "out," and those who are
"in" know the difference. The "in" members reap
the benefits that others do not.
You
don't "belong" to the supermarket, even though some
commercial retailers issue "membership cards." These are
not generally regarded as communities. A membership
cooperative is closer, and you may be expected to exercise some civic duty
(say, by periodically voting for a board of directors); in an of itself,
that doesn't seem to create community. A group of people who share
ownership of land, agree to share the maintenance of the grounds with each
participant willing to take on a share of the load, and cover each other
in the event of schedule conflicts: That's a community.
The
bounds of the community may be defined in many ways, for example:
·
Geographic: the community of Nashville,
·
Interest: a community of guitarists,
·
Qualification: the M.D.s who specialize in treatment of
repetitive stress injuries among the music community
·
Belief: a group of people who play music as a tool for
health and healing.
Members
each possess some distinguishing characteristic(s), the existance of
which is necessary, but not sufficient. The members of a club,
association, student body, the residents of a town or city, the believers
in a particular faith all have some unique and unifying
characteristic. How they behave determines whether or not they
are truly community.
Often,
a community exists within a larger culture of like-minded people...perhaps
a group of people with the same professional title, or the same postal ZIP
code. It is the more tightly-knit group of people who know and trust
one another to act in the best interests of community survival that
constitute the community, even though the larger community gains some
benefit from their endeavors.
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A
community has
a boundary that
distinguishes
members. |
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Purpose
A
community needs to have some purpose, some reason for being, above and
beyond just "having a community." Recent popular efforts
to gather interested people together to form community solely for the sake
of experiencing community are bound to fail. If such a
community survives, it's because members have found some common purpose
for banding together.
The
most common purposes are economic: You may choose to participate in
a community, for instance, because it will serve to protect
your interests. Or, you may find professional support for
continuing expanding your skills. You might also find these in a
more traditional membership organization. Community is just one of
the ways people can organize to achieve common ends.
Another
popular purpose is the sharing some common resource, (e.g., water, land,
or knowledge). Balancing the complex demands of multiple claimants
can serve as the purpose for a community. But not all
resources are limited: Certainly, the totality of knowledge is
not: When people join in a knowledge community, they share the
common purpose of expanding the knowledge available by sharing with one
another, or by jointly synthesizing new knowledge together.
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There
must be
some significant
purpose for which
the community
exists. |
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Rules
But,
what of the member of community who begins to behave (or is discovered to
have behaved) in a way that is inimical to community interest? There
need to be rules that moderate and govern behavior in the community.
And, because rules without penalties are meaningless, there is need for
graduated penalties that can be applied by some authority.
Rules,
whether written, explicitly shared or an implicit part of the culture,
will always exist. There are acceptable norms of behavior, and
there may even be taboos (rules that are generally unwritten, but so
strongly held that violation may lead to the ultimate penalty:
Expulsion). The ad hoc rules that exist can only be discovered by
someone violating them, which brings down a rain of wrath from other
members (or from certain authoritative members, acting on behalf of the
group). In a sense of fair play, most communities try to document
some minimal set of guidelines to behavior for the benefit of new members,
and to serve as reference in the future.
Ideally,
existing rules are so effective in shaping behavior penalties are never
invoked. In event of a minor infraction, someone may point out the
penalties for misbehavior, and a misbehaving individual can be encouraged
to conform in order to reap the benefits of membership. But,
where unique benefits are sparse or an individual has something to gain
from weakening the community some individuals may violate the community
norms.
A
graduated set of penalties provides for enforced education of the
violator. But, ultimately, there has to be penalty of
ejection. If there is no misbehavior sufficiently offensive to cause
the member to be banished from the community, then the community has no
enforceable rules. With no enforceable rules, any behavior is
acceptable. If any behavior is acceptable, there are no norms, no
mores, no taboos unique to the community. In that case, what
is called community is probably merely an loosely-knit group of people
with some common interest.
In
most cases, there is some authority who decides whether a member has
violated community norms. It might be an appointed official, or an
elder, or a "sergeant-at-arms," depending on the customs of the
community. It might be an individual, or a group.
Authority may come from some formal act of the membership, or simply
assumed by someone, who if unchallenged, will probably gain the implicit
sanction of the membership. Often, unless and until some
crisis arises, an informal group of "elders" performs the role
of ad hoc authority. This can confuse newcomers, who may not
understand the nature of the local authority and challenge anyone
who purports to speak for the group. It's a milestone of such
community when one such authority spea
ks up, is challenged, and then that authority is supported by many other
long-term members of the community.
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Community
demands rules;
rules require
penalties. |
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Commitment
Not
all behaviors can be legislated, documented or enforced. Ultimately,
there is some caring or concern, which reaches the spirit of
community. In true community, the members care about each other's
welfare (at least within the context of the community's purpose).
It
is this essential "other" focus that distinguishes true
community from a less robust form of group participation. The group
may pass through an early phase in which there is little sense of
"other." But, unless and until a majority of members take
some responsibility for other members reaping benefits, true community has
not been achieved.
The
group of people who've all bought homes in the "Oak Ridge
Community" development may or may evolve to community. If
residents take an active role in the homeowner's association solely to
protect their own interests and values, it may be a good association, but
not a community. If a resident hoses water on his neighbor's roof
for fear the fire will spread, he acts out of self-interest; if he douses
the flame because of his concern for the neighbor's house, he's exhibiting
care and concern for the welfare of another. When members can
be counted on to help protect each other's interests against assault,
damage, erosion or loss, they're behaving in the spirit of
community.
You
can quickly distinguish communities from other kinds of
associations. In community, members are constantly working toward
agreement. If they are focused, instead, on gaining advantage or
arguing the essential validity or truth of their own viewpoint, they are
acting in the spirit of preservation and nurturance of the
community. In short, communities tend toward convergence; anything
else is not community.
One
quick test: How are the interests of temporarily absent
members treated? If the needs and concerns of an absent member are
treated as irrelevant (for example, a quorum is sufficient to decide), it
is possibly not a community. In fact, if other members look for
opportunities to decide in the absence of other members, you can be
assured the group is not a viable community. If, however, present
members express the potential concerns of those absent parties (i.e.,
looking out for their interests), we believe, the spirit of community is
being actively preserved.
Community
happens when people have some personal responsibility and commitment to
ensuring the community's survival. The activists in a union, or the
core cadre of a professional association who serve, year in and year out,
because they believe the purpose of that association; these are the
members of some community. A minimal level of caring is assuming
responsibility toward the community. By supporting and nurturing the
community, one maintains one's own membership.
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To
be a community,
each member must
willingly accept
some obligations
toward others,
or toward
community itself. |
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Self-Determinati
on
Communities
are, by their very nature self-organizing ("autopoetic");
that is, they form spontaneously out of some population as individuals
personally assume responsibilities of membership. You cannot mandate
the formation of community. In fact, the more the community is
defined by criteria established outside the membership, the less likely it
is to succeed. If a structure or form is pre-ordained or decided,
the group may choose to form an association, a club, a company. But,
when the members volunteer to shape their own interactions, the mores and
taboos of their own culture, they are in the process of forming community.
When
the responsibilities for its survival are assumed by individuals,
community begins. The first tests of survival come when a founding
member leaves, or a newcomer bangs on the door for admittance.
Thriving communities exist independently of any one member:
The collective behaviors of all the members is the material of which
community is formed. The sum of those behaviors is the essence of
the community.
Therefore,
when one member leaves, the community survives in those who remain.
And, when newcomers become candidates, their membership is achieved when
they exhibit the community norms. There may an informal
membership qualification (that is, older members begin treating the
newcomer as a peer), or formal rituals and rites of passage. In both
cases, the candidate demonstrates through behavior the acquired knowledge
and acceptance of cultural norms of the community.
Finally,
as conditions change, the members must have the authority to change their
own rules and penalties. Again, if these are imposed, community is
weakened. If, for example, the community is a subset of a larger
population, and that population decides to limit the permissible range of
the community's behavior against the member's will, you can almost
certainly predict the end is nigh.
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Organizing
principles must
emerge from
members
in order to create
and nurture
community. |
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